Interactive Brokers LLC (IB)

(www.InteractiveBrokers.com)

(Futures Commission Merchant (FCM))

NFA ID Number: 0258600

 

The headquarters of Interactive Brokers LLC (IB) (www.InteractiveBrokers.com) is in Greenwich, Connecticut, USA.

 

The address of its headquarters is One Pickwick Plaza, Greenwich, Connecticut, 06830, USA.

 

Interactive Brokers LLC (IB) (www.InteractiveBrokers.com) is registered with the U.S. Commodity Futures Trading Commission (CFTC, www.CFTC.gov) as a Futures Commission Merchant (FCM).

 

Interactive Brokers LLC (IB) (www.InteractiveBrokers.com) is a member firm of the National Futures Association (NFA, www.NFA.futures.org). Its NFA ID number is 0258600.

 

For more details on its most recent registration and membership status, Client shall contact CFTC/NFA and Interactive Brokers LLC (IB) (www.InteractiveBrokers.com) directly.

 

For QQFund.com Alpha Beta Program, due to the current operation methodology/process and operation infostructure/infrastructure set up by QQFund.com, the Futures Commission Merchant (FCM) (as described below) chosen by Client to carry the Client Account (as described below) must be able to support both REQUIREMENT 1 and REQUIREMENT 2 (as described below). Otherwise, QQFund.com (at its sole discretion) may not manage the Client Account for Client.

 

Client is free to choose a FCM of his choice to carry the Client Account as long as such FCM can support both REQUIREMENT 1 and REQUIREMENT 2 (as described below) (hereinafter, in any case and all cases, collectively referred to as “Client FCM”).

 

Currently, QQFund.com believes that Interactive Brokers LLC (IB) (www.InteractiveBrokers.com) and some of its affiliates may be able to support both REQUIREMENT 1 and REQUIREMENT 2 as (as described below).

 

Currently, ALL of the Client Accounts managed by QQFund.com are ALL carried by Interactive Brokers LLC (IB) (www.InteractiveBrokers.com) (or its affiliates). This has increased QQFund.com’s operational efficiency and reduced its operational complexity. This helps streamline its current operation methodology/process and reduce the number of tangled or challenged everyday operations.

 

·    REQUIREMENT 1:

 

o Currently, normally, QQFund.com does NOT directly/explicitly use any direct market access (DMA) platform (such as the one which is supported by Trading Technologies (TT) (www.tradingtechnologies.com)) to trade the Client Account.

o Hence, currently, normally, the Client Account will NOT be directly/explicitly charged any fee associated with direct market access (DMA) platform.

o Currently, normally, QQFund.com does NOT directly/explicitly use any give-up/take-in network to trade the Client Account.

o Hence, currently, normally, the Client Account will NOT be directly/explicitly charged any fee associated with give-up/take-in network.

o Currently, QQFund.com has only opened a master account (hereinafter referred to as “QQFund.com’s Master Account”) with Interactive Brokers LLC (IB) (www.InteractiveBrokers.com).

o Hence, unless otherwise agreed to by QQFund.com (at its sole discretion), by default, the Client Account to be managed by QQFund.com must be linked with QQFund.com’s Master Account (which is only carried by Interactive Brokers LLC (IB) (www.InteractiveBrokers.com)) directly.

o So that, QQFund.com can login QQFund.com’s Master Account (which is only carried by Interactive Brokers LLC (IB) (www.InteractiveBrokers.com)) to manage (i.e., to view, to buy for or to sell for, etc.) the Client Account for Client directly.

 

·    REQUIREMENT 2:

 

o Furthermore, unless otherwise agreed to by QQFund.com (at its sole discretion), by default, the Futures Commission Merchant (FCM) chosen by Client to carry the Client Account must be able to support the operation for the advisory fee (as specified in the Advisory Fee Charged by QQFund.com (NOTHING but ONLY 2% Management Fee Per Year) section of the Disclosure Document).

 

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Unless otherwise agreed to by QQFund.com (at its sole discretion), by default, in order to invest in QQFund.com Alpha Beta Program, Client must follow the PROCESS 1: Establish the Advisory Agreement and OPEN/LINK/CONFIGURE the Client Account (as defined in the Disclosure Document)

 

·    to link a BRAND-NEW account (which is to be opened by the Client FCM) (NOTE: This is the most preferred method) or

·    to link an EXISTING account (which has already been opened by the Client FCM and which has NOT been managed by QQFund.com before (unless otherwise agreed to by QQFund.com (at its sole discretion)))

 

(hereinafter, in any case and all cases, collectively referred to as “Client Account”) with QQFund.com’s Master Account so that QQFund.com can login QQFund.com’s Master Account to manage (i.e., to view, to buy for or to sell for, etc.) the Client Account for Client.

 

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Client will have to pay commissions and fees to the Client FCM. Client shall negotiate commissions and fees directly with the Client FCM. QQFund.com is not involved in any of such negotiation.

 

1.To avoid conflicts of interest, neither QQFund.com nor its principal will receive or participate in any commissions or any fees charged by the Client FCM or any other third-party (if applicable).

2.The Client Account will NOT be charged any commission markups by QQFund.com.

 

(NOTE: Below are applicable if the Client Account is carried by Interactive Brokers LLC (IB) (www.InteractiveBrokers.com). Below are some examples (but not limited to). All those commissions and fees (as described below) vary and can easily change. For more details on its most recent commission and fee structures, Client shall contact Interactive Brokers LLC (IB) (www.InteractiveBrokers.com) directly.)

 

3.Currently, normally, the Client Account will NOT be directly/explicitly charged any fee associated with direct market access (DMA) platform as described above.

4.Currently, normally, the Client Account will NOT be directly/explicitly charged any fee associated with give-up/take-in network as described above.

5.Currently, normally, the Client Account will NOT be charged any monthly account inactivity fee (even with low account balance and no transaction activity) by Interactive Brokers LLC (IB) (www.InteractiveBrokers.com).

6.The commissions and fees charged by Interactive Brokers LLC (IB) (www.InteractiveBrokers.com) are, on average, normally approximately between $0.5 USD and $5 USD (or its equivalent) per side and per contract traded (all inclusive, including exchange fees, clearing fees, brokerage fees and NFA fees if applicable, etc.). For more details, please see https://www.interactivebrokers.com/en/pricing/commissions-futures.php.

7.Interactive Brokers LLC (IB) (www.InteractiveBrokers.com) offers the option of receiving a real-time price quote for a single instrument on a request basis. This service is referred to as “Snapshot Quotes”. QQFund.com (at its sole discretion without any restrictions or limitations whatsoever and without notifying Client in advance whatsoever) may or may not use such service when trading the Client Account. Currently, the price per quote request charged by Interactive Brokers LLC (IB) (www.InteractiveBrokers.com) to the Client Account is, on average, normally approximately between $0.01 USD and $0.03 USD (or its equivalent). Client is responsible for all such fees charged by Interactive Brokers LLC (IB) (www.InteractiveBrokers.com). For more details, please see https://ibkr.info/node/2830.

8.Interactive Brokers LLC (IB) (www.InteractiveBrokers.com) allows one free withdrawal request per calendar month per account. After the first withdrawal (of any kind), Interactive Brokers LLC (IB) (www.InteractiveBrokers.com) will charge some withdrawal fees for any subsequent withdrawal. For more details, please see https://www.interactivebrokers.com/en/index.php?f=14718. Below are some examples (but not limited to):

• $1 USD   per ACH
• $4 USD   per CHECK
• $10 USD per WIRE

 

 

The Client FCM, rather than QQFund.com, carries the Client Account and shall have full custody of the Client’s funds.

 

For security reasons, normally, the Client FCM does NOT allow QQFund.com to assist in password reset and/or unlock the Client Account after it is locked by the Client FCM (for any reason or no reason whatsoever). If Client needs to reset password and/or to unlock the Client Account, Client shall contact the Client FCM directly. For example, if the Client FCM chosen by Client to carry the Client Account is Interactive Brokers LLC (IB) (www.InteractiveBrokers.com), Client shall contact Interactive Brokers LLC (IB) (www.InteractiveBrokers.com) directly.

 

For security reasons, normally, QQFund.com will NOT involve in such operations. If QQFund.com receives a request for assistance from Client, QQFund.com will ignore it and QQFund.com will NOT act on it (unless otherwise agreed to by QQFund.com (at its sole discretion)).

 

 

Disclaimer: Interactive Brokers LLC (IB) (www.InteractiveBrokers.com) is a registered Broker-Dealer, Futures Commission Merchant and Forex Dealer Member, regulated by the U.S. Securities and Exchange Commission (SEC, www.SEC.gov), the Commodity Futures Trading Commission (CFTC, www.CFTC.gov) and the National Futures Association (NFA, www.NFA.futures.org), and is a member of the Financial Industry Regulatory Authority (FINRA, www.FINRA.org) and several other self-regulatory organizations. Interactive Brokers LLC (IB) does not endorse or recommend any introducing brokers, third-party financial advisors or hedge funds, including QQFund.com LLC. Interactive Brokers LLC (IB) provides execution and clearing services to customers. None of the information contained herein constitutes a recommendation, offer, or solicitation of an offer by Interactive Brokers LLC (IB) to buy, sell or hold any security, financial product or instrument or to engage in any specific investment strategy. Interactive Brokers LLC (IB) makes no representation, and assumes no liability to the accuracy or completeness of the information provided (directly/indirectly) on any Disclosure Document of QQFund.com, on any website of QQFund.com and on any promotion material of QQFund.com, etc. For more information regarding Interactive Brokers LLC (IB), please visit www.InteractiveBrokers.com.

QQFund.com^® is a registered trademark of QQFund.com^® LLC. Registered with the United States Patent and Trademark Office (USPTO, www.USPTO.gov). QQFund.com^® LLC has been registered with the U.S. Commodity Futures Trading Commission (CFTC, www.CFTC.gov) as a Commodity Trading Advisor (CTA). QQFund.com^® LLC is a member firm of the National Futures Association (NFA, www.NFA.futures.org).

QQFund.com Alpha Beta Program is offered within the USA and subject to country-specific restrictions. This website (www.QQFund.com) is designed for USA residents. Non-USA residents are subject to country-specific restrictions. Unauthorized access is prohibited. English is the official language of QQFund.com^® LLC.​ The content of this website (www.QQFund.com) is translated into Traditional Chinese characters on a best-effort basis, and not all content has been translated. In case of any discrepancies (in contents or in translations), the English version of QQFund.com^® LLC’s most recent Disclosure Document (the Disclosure Document) shall prevail. You may download it at www.QQFund.com/QQFund.com_DDOC.pdf or you may directly contact QQFund.com^® LLC (info@QQFund.com) to request it.